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November 3 @ 12:00 pm - 1:00 pm ESTFREE
This month’s Member Meet-up is available to everyone. Here’s your chance to get a sneak peek at an awesome member benefit!
As a financial counselor you may encounter clients who want your advice on their 401(k) or other investments they may have. Receiving compensation in connection with providing advice on investments will typically require you to register as Investment Adviser in the state where your primary place of business is located. Join this webinar to hear from XY Planning Network’s Investment Adviser Compliance Experts for a discussion around where the line gets drawn between financial counseling and investment advisory services, and how to navigate the requirements of Investment Adviser Registration.
Presenters: Travis Johnson and Shelby Brown, XYPN